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500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-12-04 |
Branch Locations
30 Tower Lane Suite 450, Avon, CT 06001 • United States
1921 Boston Post Road, Westbrook, CT 06498 • United States
288 Highland Avenue 2Nd Floor, Cheshire, CT 06410 • United States
500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 05/2019 | 12/2023 |
| Unitedhealthcare | Rocky Hill | CT | 01/2007 | 05/2019 |
| Sound Income Strategies Llc | Fort Lauderdale | FL | 12/2023 | Present |
| Scranton Financial Group Llc | Westbrook | CT | 12/2023 | Present |
1. Scranton Financial Group - Investment related. Fixed Insurance, Fixed Annuities and Health Insurance sales. 315 Highland Avenue Suite 202-B Cheshire, CT 06410.. 11-4-2023 - Present. This encompasses approximately 10% of business hours. 2. Scranton Financial Group - Investment related. Client Acquisition Advisor. Recruiting clients for Investment Advisory and Fixed Insurance services. 315 Highland Avenue Suite 202-B Cheshire, CT 06410. 11-4-2023 - Present. This encompasses approximately 80% of business hours. 3. Retirement Income Source DBA - Investment related. Marketing to prospective clients for Investment Advisory and Fixed Insurance services. 315 Highland Avenue Suite 202-B Cheshire, CT 06410.. 11-4-2023 - Present. This does not encompass any business hours. 4. Scranton Financial Group, LLC DBA Retirement Income Source SFG - Investment related. Marketing to prospective clients for Investment Advisory and Fixed Insurance services. 315 Highland Avenue Suite 202-B Cheshire, CT 06410.. 03/2025 - Present. This does not encompass any business hours. 5. TriCircle - Non-investment related. Sit on the board as non-compensated Treasurer. 169 Colony Street, Room 28, Meriden, CT 06451. 09/2025 - Present. This does not encompass any business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-21 |
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