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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-07 |
| CA | RA | APPROVED | 2023-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 05/2019 | 03/2021 |
| Scottsdale Training And Rehabilitation Services | Scottsdale | AZ | 08/2018 | 04/2019 |
| City Of Scottsdale | Scottsdale | AZ | 03/2016 | 08/2018 |
| Charles Schwab & Co., Inc. | Scottsdale | AZ | 05/2021 | Present |
1) Emerald Overseer LLC | Investment Related:No|8709 E Gail Rd|Scottsdale|AZ|85260|USA|Real Estate (Non-Agent/Broker)|Manager|6/16/2025|Less than 20|0|This property is managed by a Property Management company and I take no action in listing, collection of income, repairs, etc. This is purely passive and I do not manage in any way., 2) Sapphire Overseer LLC | Investment Related:No|1920 E Bell Rd Unit 1166|Phoenix|AZ|85022|USA|Real Estate (Non-Agent/Broker)|Manager|2/11/2022|Less than 20|0|This property is managed by a Property Management company and I take no action in listing, collection of income, repairs, etc. This is purely passive and I do not manage in any way.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-06 |
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