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1701 1St Avenue, Rock Island, IL 61201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-08-15 |
| WV | RA | APPROVED | 2025-08-13 |
| KY | RA | APPROVED | 2025-08-12 |
Branch Locations
1212 Bath Avenue Suite 408, Ashland, KY 41101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Doterra Essential Oils | Flatwoods | KY | 05/2015 | Present |
| Mary Kay | Flatwoods | KY | 07/2003 | Present |
| Mutual Of Omaha Insurance Company | Flatwoods | KY | 05/2019 | 06/2025 |
| Mutual Of Omaha Investor Services | Flatwoods | KY | 05/2019 | 06/2025 |
| Topping Insurance And Financial Services, Llc | Flatwoods | KY | 08/2022 | Present |
| Mwa Financial Services, Inc, | Rock Island | IL | 07/2025 | Present |
| Modern Woodmen Of America | Rock Island | IL | 08/2024 | Present |
1) Topping Insurance and Financial Services, LLC, non-inv. 8/2022 Ashland, KY. Owner. 160 non-inv/160 inv. 2) Do Terra Essential Oils, non-inv. 5/2016 Ashland, KY. Sales Person. 1 non-inv/0 inv. 3) Mary Kay Cosmetics, non-inv. 5/2003 Ashland, KY. Sales Person. 1 non-inv/0 inv. 4) Lifetime Financial and Bookkeeping Solutions, non-inv. Ashland, KY. 5/2026. Owner, Business books and payroll. 40 non-inv./40 inv.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-11 |
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