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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-06-01
  • GA RA
    APPROVED
    Since 2020-06-01

Branch Locations

641 Spring Street Se, Gainesville, GA 30501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Gainesville GA 05/2019 Present
Sullivan & Schlieman Wealth Management, Llc Gainesville GA 05/2019 Present
Allen Street Properties - Family Business Dawsonville GA 01/2019 05/2019
Clear Rate Communications Troy MI 07/2015 11/2018
Unemployed Dawsonville GA 12/2018 01/2019
  • 05/2019 → Present
    Gainesville, GA
  • 05/2019 → Present
    Sullivan & Schlieman Wealth Management, Llc
    Gainesville, GA
  • 01/2019 → 05/2019
    Allen Street Properties - Family Business
    Dawsonville, GA
  • 07/2015 → 11/2018
    Clear Rate Communications
    Troy, MI
  • 12/2018 → 01/2019
    Unemployed
    Dawsonville, GA
Other Businesses

1)10/17/2019 - Sullivan and Schlieman Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 05/2019 2)10/17/2019 - Sullivan & Schlieman Wealth Management, LLC - Notary - state of Georgia - inv rel - start: 06/2019 3) 12/31/2025 - Schlieman Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/30/2025 - 160 hours per month/ 120 hours during trading 4) 12/31/2025 - Schlieman Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/30/2025 - 160 hours per month/ 120 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-28
  • S66 Uniform Combined State Law Examination
    2020-05-28
Other Names
  • Kaitlyn Dianne Turner
  • Kaitlyn Turner Mathis
  • Katie Dianne Turner
  • Katie Turner Mathis

View on SEC IAPD

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