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Thomas A Travaglini

Schwab Wealth Advisory, Inc.

Phoenix, AZ

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-03
AZ RA APPROVED 2022-10-13
  • TX RA
    APPROVED
    Since 2023-01-03
  • AZ RA
    APPROVED
    Since 2022-10-13

Branch Locations

8040 South 48Th Street, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab And Co., Inc. Phoenix AZ 04/2019 Present
Omni Montelucia Resort And Spa Scottsdale AZ 10/2016 04/2019
Omni Hotels Nashville Nashville TN 11/2013 10/2016
Schwab Wealth Advisory, Inc Phoenix AZ 08/2022 Present
  • 04/2019 → Present
    Charles Schwab And Co., Inc.
    Phoenix, AZ
  • 10/2016 → 04/2019
    Omni Montelucia Resort And Spa
    Scottsdale, AZ
  • 11/2013 → 10/2016
    Omni Hotels Nashville
    Nashville, TN
  • 08/2022 → Present
    Schwab Wealth Advisory, Inc
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-12
S63 Uniform Securities Agent State Law Examination 2019-10-18
  • S66 Uniform Combined State Law Examination
    2022-10-12
  • S63 Uniform Securities Agent State Law Examination
    2019-10-18
Designations
Other Names
  • Ty Anthony Travaglini
  • Ty Travaglini

View on SEC IAPD

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EW ADVISER, LLC · PHOENIX, AZ
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