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Benjamin C Hartwick

Edward Jones

Ormond Beach, FL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-30
TX RA APPROVED 2023-05-26
  • FL RA
    APPROVED
    Since 2023-05-30
  • TX RA
    APPROVED
    Since 2023-05-26

Branch Locations

555 W Granada Blvd., Ste. H-10, Ormond Beach, FL 32174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors Llc New York NY 06/2019 06/2020
Strker Allendale NJ 12/2018 03/2019
Monmouth University West Long Branch NJ 11/2015 05/2019
Stryker Allendale NJ 06/2018 08/2018
Bergen County Special Services Paramus NJ 05/2017 04/2019
Advanced Laparoscopic Associates Paramus NJ 05/2016 01/2017
Equitable Advisors, Llc New York NY 06/2019 05/2023
Edward Jones St Louis MO 05/2023 Present
  • 06/2019 → 06/2020
    Axa Advisors Llc
    New York, NY
  • 12/2018 → 03/2019
    Strker
    Allendale, NJ
  • 11/2015 → 05/2019
    Monmouth University
    West Long Branch, NJ
  • 06/2018 → 08/2018
    Stryker
    Allendale, NJ
  • 05/2017 → 04/2019
    Bergen County Special Services
    Paramus, NJ
  • 05/2016 → 01/2017
    Advanced Laparoscopic Associates
    Paramus, NJ
  • 06/2019 → 05/2023
    Equitable Advisors, Llc
    New York, NY
  • 05/2023 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-05
  • S66 Uniform Combined State Law Examination
    2019-08-05
Other Names
  • Benjamin Hartwick
  • Benjamin C Hartwick
  • Benjamin Clayton Hartwick

View on SEC IAPD

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Other Investors

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KEITH JOHN STORMS
Robert George Hallock
JANE SLAVEN EDDY
Patrick James Tuite
John Richard Cecere
Sarah Nash Myrick
Madeleine Johanna Hubbard

Other Offices

STORMS & ROWDON FINANCIAL SERVICES, INC. · ORMOND BEACH, FL
HORNOR, TOWNSEND & KENT, LLC · ORMOND BEACH, FL
COMPASS FINANCIAL ADVISORY SERVICES, LLC · ORMOND BEACH, FL
J.P. MORGAN SECURITIES LLC · ORMOND BEACH, FL
CAPSTONE INVESTMENT MANAGEMENT LLC · Ormond Beach, FL
TRUIST ADVISORY SERVICES, INC. · ORMOND BEACH, FL
BROADSTREET FINANCIAL ADVISERS LLC · ORMOND BEACH, FL
HOLLAND ADVISORY SERVICES, INC. · ORMOND BEACH, FL

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