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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-27
TX RA APPROVED 2024-09-21
IL RA APPROVED 2024-09-04
  • FL RA
    APPROVED
    Since 2026-02-27
  • TX RA
    APPROVED
    Since 2024-09-21
  • IL RA
    APPROVED
    Since 2024-09-04

Branch Locations

1033 Skokie Blvd, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 02/2022 Present
Morgan Stanley- Etrade Chicago IL 02/2022 02/2022
Millennium Trust Company Oak Brook IL 06/2021 02/2022
Loyola University Chicago Chicago IL 10/2018 04/2020
Morgan Stanley Chicago IL 05/2019 08/2019
Full-Time Education At Loyola University Chicago Chicago IL 04/2020 06/2021
Full-Time Education At High School And Loyola University Chicago Chicago IL 08/2016 10/2018
  • 02/2022 → Present
    Northbrook, IL
  • 02/2022 → 02/2022
    Morgan Stanley- Etrade
    Chicago, IL
  • 06/2021 → 02/2022
    Millennium Trust Company
    Oak Brook, IL
  • 10/2018 → 04/2020
    Loyola University Chicago
    Chicago, IL
  • 05/2019 → 08/2019
    Morgan Stanley
    Chicago, IL
  • 04/2020 → 06/2021
    Full-Time Education At Loyola University Chicago
    Chicago, IL
  • 08/2016 → 10/2018
    Full-Time Education At High School And Loyola University Chicago
    Chicago, IL
Other Businesses

I*3034274 Entity Type: For Profit Name of OBA: Handshake AI Address: San Francisco California Investment Related: No Position, Title, Association: Consultant/Independent Contractor Start Date:10/21/2025 No Hours: 10 Monthly No Hours during trading:0 Monthly Duties: Handshake is the career network for the AI economy to enhance the capabilities of large language models within specialized domains and subdomains. developing domain specific prompts and evaluating LLM responses I*: 2987271 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Chicago, IL 60631 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 8/1/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Co-owner of rental property I*4692302 Entity Type: For Profit Name of OBA: Amazon Address: Chicago, Illinois, 60631 Investment Related: No Position, Title, Association: Other Employee Start Date: 06/12/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0 Duties: Selling items to potential buyers. Selling items

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-03
  • S66 Uniform Combined State Law Examination
    2024-09-03
Other Names
  • Giorgio Vincent Sanfratello
  • Giorgio V Sanfratello

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