Best Investors Account Sign in

Mitchell R Laflam

Osaic Institutions, Inc.

Mystic, CT

Claim This Profile
Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-07-23
  • CT RA
    APPROVED
    Since 2025-07-23

Branch Locations

2 Water Street, Mystic, CT 06355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ny Life Securities Llc Waltham MA 12/2022 05/2025
New York Life Insurance Company Waltham MA 06/2022 05/2025
Castleton University Castleton VT 08/2020 05/2022
Unemployed Lebanon CT 05/2020 07/2020
Castleton University Castleton VT 08/2016 05/2020
Eagle Strategies Llc Waltham MA 09/2024 05/2025
Osaic Institutions, Inc. Meriden CT 07/2025 Present
Chelsea Groton Bank Mystic CT 07/2025 Present
  • 12/2022 → 05/2025
    Ny Life Securities Llc
    Waltham, MA
  • 06/2022 → 05/2025
    New York Life Insurance Company
    Waltham, MA
  • 08/2020 → 05/2022
    Castleton University
    Castleton, VT
  • 05/2020 → 07/2020
    Unemployed
    Lebanon, CT
  • 08/2016 → 05/2020
    Castleton University
    Castleton, VT
  • 09/2024 → 05/2025
    Eagle Strategies Llc
    Waltham, MA
  • 07/2025 → Present
    Osaic Institutions, Inc.
    Meriden, CT
  • 07/2025 → Present
    Chelsea Groton Bank
    Mystic, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-11
S63 Uniform Securities Agent State Law Examination 2023-03-07
  • S66 Uniform Combined State Law Examination
    2024-09-11
  • S63 Uniform Securities Agent State Law Examination
    2023-03-07

View on SEC IAPD

Other Firms

NEBRODI PARTNERS, LLC
MORGAN STANLEY
ERNST & YOUNG INVESTMENT ADVISERS LLP
ROCKEFELLER FINANCIAL LLC
BRADLEY FOSTER & SARGENT INC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
LPL FINANCIAL LLC

Other Investors

RANDY SCOTT HOLMEEN
PETER NILS JUNGGREN
JONATHAN TAYLOR KEENEY FRUCCE
Cassandra R Beauvais
Danny Alberto Parenteau
STEVEN THOMAS NORRIS
SALVATORE JOSEPH TARTAGLIONE
TIMOTHY DONALD BRODERICK

Other Offices

NEBRODI PARTNERS, LLC · HARTFORD, CT
MORGAN STANLEY · Hartford, CT
ERNST & YOUNG INVESTMENT ADVISERS LLP · HARTFORD, CT
ROCKEFELLER FINANCIAL LLC · Hartford, CT
BRADLEY FOSTER & SARGENT INC · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
BRADLEY FOSTER & SARGENT INC · Hartford, CT

More in Mystic, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor