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Karen Zeltner

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Huntersville, NC

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-26
NC RA APPROVED 2025-02-20
  • TX RA
    APPROVED
    Since 2025-02-26
  • NC RA
    APPROVED
    Since 2025-02-20

Branch Locations

8015 W Kenton Cir, Huntersville, NC 28078 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Huntersville NC 05/2019 Present
Hope Academy Concord NC 08/2015 06/2019
Lake Norman Charter School Huntersville NC 09/2013 02/2020
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-19
  • S66 Uniform Combined State Law Examination
    2025-02-19
Other Names
  • Karen Nolan
  • Karen Nolan Zeltner
  • Karen Marie Nolan
  • Karen Marie Zeltner

View on SEC IAPD

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