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John Paul Casteel

Pnc Wealth Management LLC

Cincinnati, OH

CRD 4948947

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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2009-11-13
OH RA APPROVED 2009-11-13
  • IN RA
    APPROVED
    Since 2009-11-13
  • OH RA
    APPROVED
    Since 2009-11-13

Branch Locations

201 East Fifth Street, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Loveland OH 11/2009 Present
  • 11/2009 → Present
    Pnc Investments
    Loveland, OH
Previous Registrations
  • 2008-01-02 → 2009-11-13
    Natcity Investments, Inc.
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Loveland, OH
    Cincinnati, OH
  • 2008-01-02 → 2008-01-03
    Cincinnati, OH
    Newport, KY
    Newport, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-20
S63 Uniform Securities Agent State Law Examination 2005-08-26
  • S66 Uniform Combined State Law Examination
    2007-12-20
  • S63 Uniform Securities Agent State Law Examination
    2005-08-26

View on SEC IAPD

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