Juan Manuel Garcia

955,800 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-01-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Pruco Securities Llc	Omaha	NE	04/2019	05/2020
Wells Fargo Bank & Co.	Omaha	NE	06/2015	06/2020
The Prudential Insurance Company Of America	Omaha	NE	12/2019	05/2020
Unemployed	Bellevue	NE	05/2020	11/2020
Oracle Insurance	Omaha	NE	11/2020	04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	05/2021	05/2023
Charles Schwab & Co., Inc	Phoenix	AZ	05/2023	Present
Charles Schwab Bank Ssb	Phoenix	AZ	05/2023	Present

04/2019 → 05/2020

Pruco Securities Llc

Omaha, NE
06/2015 → 06/2020

Wells Fargo Bank & Co.

Omaha, NE
12/2019 → 05/2020

The Prudential Insurance Company Of America

Omaha, NE
05/2020 → 11/2020

Unemployed

Bellevue, NE
11/2020 → 04/2021

Oracle Insurance

Omaha, NE
05/2021 → 05/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
05/2023 → Present

Charles Schwab & Co., Inc

Phoenix, AZ
05/2023 → Present

Charles Schwab Bank Ssb

Phoenix, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-03
S63	Uniform Securities Agent State Law Examination	2019-11-19

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