George Kao

Current Employers

Employment History

• 05/2019 → 11/2020
  Edward Jones
  Chandler, AZ
• 07/2018 → 04/2019
  Unemployed
  Chandler, AZ
• 07/2017 → 06/2018
  Uber Technologies
  Tempe, AZ
• 08/2013 → 05/2017
  Brand Advisors
  Phoenix, AZ
• 11/2020 → Present
  Lpl Financial Llc
  Chandler, AZ
• 11/2022 → Present
  R1T1 Financial Llc
  Chandler, AZ

Previous Registrations

• 2020-11-23 → 2023-06-29
  Lpl Financial Llc
  Tempe, AZ
  Chandler, AZ
• 2019-07-11 → 2020-11-19
  Edward Jones
  Gilbert, AZ
  Chandler, AZ
  Chandler, AZ
  St Louis, MO

Other Businesses

1. 11/18/2020 - 3K ENTERPRISE LLC - Not Investment Related - 4960 S Gilbert Road, Ste 1-189, Chandler, AZ 85249 - Business Entity For Tax/Investment Purposes Only - Start Date 01/01/2017 - 1 Hour Per Month/ 0 Hours During Securities Trading 2. 11/18/2020 - EKOTOLOGY LLC - Not Investment Related - 4960 S Gilbert Road, Ste 1-189, Chandler, AZ 85249 - Business Owner - Start Date 01/01/2017 - 1 Hour Per Month/ 0 Hours During Securities Trading - Time Spent 1% 3. 09/19/2022 - R1T1 Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 02/15/2022 - 40 Hours Per Month/ 8 Hours During Securities Trading 4. 09/27/2022 - Reach One Teach One Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 09/23/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading 5. 05/17/2023 - Reach One Teach One Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 09/23/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - I provide investment advisory services through -R1T1 Financial, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial 6. 05/17/2023 - R1T1 Financial LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date 03/30/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - I provide investment advisory services through -R1T1 Financial, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial

Exams

• S66 Uniform Combined State Law Examination
  2019-07-08

Designations