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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-01
  • TX RA
    APPROVED
    Since 2020-12-01

Branch Locations

7500 Rialto Blvd Ste 230 Bldg 1, Austin, TX 78735 • United States

1000 Heritage Center Cir #134, Round Rock, TX 78664 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Austin Wealth Management, Llc Austin TX 04/2019 12/2019
Bayshore Mortgage Funding, Llc Plano TX 03/2019 06/2019
Bm Real Estate Services, Inc. Cedar Park TX 09/2018 02/2019
Bm Real Estate Servcies, Inc. Calabasas CA 05/2018 08/2018
Alterra Group Llc Austin TX 10/2017 05/2018
Alterra Group Llc Las Vegas NV 08/2017 10/2017
Columbus Capital Lending Austin TX 05/2016 08/2017
First Allied Securities, Inc. San Diego CA 10/2019 01/2020
First Allied Securities, Inc. San Diego CA 01/2020 11/2020
Lpl Financial, Llc Austin TX 11/2020 Present
  • 04/2019 → 12/2019
    Austin, TX
  • 03/2019 → 06/2019
    Bayshore Mortgage Funding, Llc
    Plano, TX
  • 09/2018 → 02/2019
    Bm Real Estate Services, Inc.
    Cedar Park, TX
  • 05/2018 → 08/2018
    Bm Real Estate Servcies, Inc.
    Calabasas, CA
  • 10/2017 → 05/2018
    Alterra Group Llc
    Austin, TX
  • 08/2017 → 10/2017
    Alterra Group Llc
    Las Vegas, NV
  • 05/2016 → 08/2017
    Columbus Capital Lending
    Austin, TX
  • 10/2019 → 01/2020
    First Allied Securities, Inc.
    San Diego, CA
  • 01/2020 → 11/2020
    First Allied Securities, Inc.
    San Diego, CA
  • 11/2020 → Present
    Austin, TX
Previous Registrations
Other Businesses

1. 11/30/2020 - The Fox Alliance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/30/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 5/7/2021 - The Fox Alliance - Investment Related - At Reported Business Location(s) - Property and Casualty - Started 04/14/2021 - 5 Hours Per Month During Securities Trading. 3. 6/30/2021 - Fox Mortgage Services - Not Investment Related - At Reported Business Location(s) - Mortgage/Real Estate Services - Started 03/31/2021 - 16 Hours Per Month/1 Hour During Securities Trading - Doing back end compliance for The mortgage entity The Fox Alliance is creating. Also occasionally originate residential mortgages. 4. 09/10/2021 - United Health Care - Investment Related - Location: TBD - Non-Variable Insurance - Start Date: 12/01/2021 - 4 Hours Per Month/1 Hour During Securities Trading. 5. 02/06/2025 - Other - Nutritional Coach- Coach- Not Investment Related - Home Based- Start Date 02/03/2025 - 8 hours per month/ 0 hours during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-06-06
S65 Uniform Investment Adviser Law Examination 2019-08-10
  • S63 Uniform Securities Agent State Law Examination
    2020-06-06
  • S65 Uniform Investment Adviser Law Examination
    2019-08-10

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