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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-01 |
Branch Locations
7500 Rialto Blvd Ste 230 Bldg 1, Austin, TX 78735 • United States
1000 Heritage Center Cir #134, Round Rock, TX 78664 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Austin Wealth Management, Llc | Austin | TX | 04/2019 | 12/2019 |
| Bayshore Mortgage Funding, Llc | Plano | TX | 03/2019 | 06/2019 |
| Bm Real Estate Services, Inc. | Cedar Park | TX | 09/2018 | 02/2019 |
| Bm Real Estate Servcies, Inc. | Calabasas | CA | 05/2018 | 08/2018 |
| Alterra Group Llc | Austin | TX | 10/2017 | 05/2018 |
| Alterra Group Llc | Las Vegas | NV | 08/2017 | 10/2017 |
| Columbus Capital Lending | Austin | TX | 05/2016 | 08/2017 |
| First Allied Securities, Inc. | San Diego | CA | 10/2019 | 01/2020 |
| First Allied Securities, Inc. | San Diego | CA | 01/2020 | 11/2020 |
| Lpl Financial, Llc | Austin | TX | 11/2020 | Present |
1. 11/30/2020 - The Fox Alliance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/30/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 5/7/2021 - The Fox Alliance - Investment Related - At Reported Business Location(s) - Property and Casualty - Started 04/14/2021 - 5 Hours Per Month During Securities Trading. 3. 6/30/2021 - Fox Mortgage Services - Not Investment Related - At Reported Business Location(s) - Mortgage/Real Estate Services - Started 03/31/2021 - 16 Hours Per Month/1 Hour During Securities Trading - Doing back end compliance for The mortgage entity The Fox Alliance is creating. Also occasionally originate residential mortgages. 4. 09/10/2021 - United Health Care - Investment Related - Location: TBD - Non-Variable Insurance - Start Date: 12/01/2021 - 4 Hours Per Month/1 Hour During Securities Trading. 5. 02/06/2025 - Other - Nutritional Coach- Coach- Not Investment Related - Home Based- Start Date 02/03/2025 - 8 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-06-06 |
| S65 | Uniform Investment Adviser Law Examination | 2019-08-10 |
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