Bradford M Malloy

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-07-08
FL	RA	APPROVED	2024-06-24

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Edward Jones	St Louis	MO	05/2019	11/2020
State Bank & Trust Co	Macon	GA	09/2017	05/2019
Bank Of The Ozarks	Macon	GA	12/2012	09/2017
Principal Life Insurance Company	Maitland	FL	12/2020	10/2021
Principal Securities Inc	Maitland	FL	11/2020	10/2021
Ae Wealth Management Llc	Topeka	KS	10/2021	12/2022
Madison Avenue Securities	San Diego	CA	10/2021	12/2022
Pershing Llc	Lake Mary	FL	01/2023	05/2024
Pershing Advisor Solutions Llc	Lake Mary	FL	01/2023	05/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Orlando	FL	05/2024	Present
Bank Of America, N.A.	Orlando	FL	06/2024	Present

05/2019 → 11/2020

Edward Jones

St Louis, MO
09/2017 → 05/2019

State Bank & Trust Co

Macon, GA
12/2012 → 09/2017

Bank Of The Ozarks

Macon, GA
12/2020 → 10/2021

Principal Life Insurance Company

Maitland, FL
11/2020 → 10/2021

Principal Securities Inc

Maitland, FL
10/2021 → 12/2022

Ae Wealth Management Llc

Topeka, KS
10/2021 → 12/2022

Madison Avenue Securities

San Diego, CA
01/2023 → 05/2024

Pershing Llc

Lake Mary, FL
01/2023 → 05/2024

Pershing Advisor Solutions Llc

Lake Mary, FL
05/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Orlando, FL
06/2024 → Present

Bank Of America, N.A.

Orlando, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-09-07

Other Firms