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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-22 |
| CA | RA | APPROVED | 2021-06-29 |
Branch Locations
74199 El Paseo Suite 201, Palm Desert, CA 92260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oak Valley Golf Course | Beaumont | CA | 06/2013 | 07/2019 |
| Crafton Hills College | Yucaipa | CA | 08/2014 | 12/2016 |
| University Of Redlands | Redlands | CA | 01/2017 | 05/2018 |
| New York Life Insurance Co. | Riverside | CA | 05/2019 | 01/2020 |
| Nylife Securities Llc | Riverside | CA | 11/2019 | 01/2020 |
| Morgan Stanley | Palm Desert | CA | 02/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-29 |
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