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12400 Coit Road Suite 700, Dallas, TX 75251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Financial | Minneapolis | MN | 07/2015 | 08/2019 |
| Thrivent Investment Management Inc | Prior Lake | MN | 08/2019 | 05/2023 |
| Thrivent Financial | Appleton | WI | 08/2019 | 02/2020 |
| Thrivent Financial | Appleton | WI | 02/2020 | 05/2023 |
| Level Four Financial, Llc | Dallas | TX | 05/2023 | Present |
| Level Four Advisory Services, Llc | Dallas | TX | 05/2023 | Present |
SAINT MARY'S UNIVERSITY OF MINNESOTA ALUMNI BOARD POSITION: President NATURE: The Saint Mary's Alumni Association, and in particular the Saint Mary's Alumni Board of Directors, Board Member, seeks to advance the mission of the university by establishing ongoing and mutually beneficial relationships between the institution and its alumni. Not investment related, NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/01/2022 ADDRESS: 700 Terrace Heights, Winona MN 55987, United States Entirety Wealth Solutions - Investment related, DBA for business conducted through Level Four Financial and Level Four Advisory Services, 238 Lewis Street S., Shakopee, MN 55379. 100% of time is devoted to this entity. Financial Advisor and Broker Dealer Agent. EDWARDS ELITE LAWNS, POSITION: Lawn service NATURE: Lawn service INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 06/06/2022. ADDRESS: 15888 Dutton Ln, Apple Valley MN 55124, United States, DESCRIPTION: Lawn service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-25 |
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