Best Investors Account Sign in
Current Employers
Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-05-02
  • MN RA
    APPROVED
    Since 2023-05-02

Branch Locations

238 Lewis Street South, Shakopee, MN 55379 • United States

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial Minneapolis MN 07/2015 08/2019
Thrivent Investment Management Inc Prior Lake MN 08/2019 05/2023
Thrivent Financial Appleton WI 08/2019 02/2020
Thrivent Financial Appleton WI 02/2020 05/2023
Level Four Financial, Llc Dallas TX 05/2023 Present
Level Four Advisory Services, Llc Dallas TX 05/2023 Present
  • 07/2015 → 08/2019
    Thrivent Financial
    Minneapolis, MN
  • 08/2019 → 05/2023
    Prior Lake, MN
  • 08/2019 → 02/2020
    Thrivent Financial
    Appleton, WI
  • 02/2020 → 05/2023
    Thrivent Financial
    Appleton, WI
  • 05/2023 → Present
    Level Four Financial, Llc
    Dallas, TX
  • 05/2023 → Present
    Level Four Advisory Services, Llc
    Dallas, TX
Previous Registrations
Other Businesses

SAINT MARY'S UNIVERSITY OF MINNESOTA ALUMNI BOARD POSITION: President NATURE: The Saint Mary's Alumni Association, and in particular the Saint Mary's Alumni Board of Directors, Board Member, seeks to advance the mission of the university by establishing ongoing and mutually beneficial relationships between the institution and its alumni. Not investment related, NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/01/2022 ADDRESS: 700 Terrace Heights, Winona MN 55987, United States Entirety Wealth Solutions - Investment related, DBA for business conducted through Level Four Financial and Level Four Advisory Services, 238 Lewis Street S., Shakopee, MN 55379. 100% of time is devoted to this entity. Financial Advisor and Broker Dealer Agent. EDWARDS ELITE LAWNS, POSITION: Lawn service NATURE: Lawn service INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 06/06/2022. ADDRESS: 15888 Dutton Ln, Apple Valley MN 55124, United States, DESCRIPTION: Lawn service

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-23
S63 Uniform Securities Agent State Law Examination 2019-11-25
  • S65 Uniform Investment Adviser Law Examination
    2020-01-23
  • S63 Uniform Securities Agent State Law Examination
    2019-11-25

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Shakopee, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor