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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-03-24
  • IL RA
    APPROVED
    Since 2026-03-24

Branch Locations

1801 S Meyers Rd Ste 150, Oakbrook Terrace, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Architectural Artifacts. Inc Chicago IL 07/2015 12/2018
Unemployed Chicago IL 01/2019 04/2019
Woodbury Financial Services, Inc. Oakbrook Terrace IL 06/2019 01/2024
Osaic Wealth, Inc. Oakbrook Terrace IL 01/2024 Present
  • 07/2015 → 12/2018
    Architectural Artifacts. Inc
    Chicago, IL
  • 01/2019 → 04/2019
    Unemployed
    Chicago, IL
  • 06/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Oakbrook Terrace, IL
  • 01/2024 → Present
    Oakbrook Terrace, IL
Other Businesses

1. IAG POSITION: Assistant NATURE: Salary for administrative duties INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2020 ADDRESS: 1808 S Meyers Rd, Oakbrook Terrace IL 60181, United States DESCRIPTION: administration duties for advisors Barry Moschel, Tom Manno and Adam Schwartz.... 2. MGFS PRIVATE WEALTH POSITION: Senior Client Service Associate NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2024 ADDRESS: 1801 S Meyers Rd, Suite 150, Oakbrook Terrace IL 60181, United States DESCRIPTION: Administrative and operational. 3.MGFS POSITION: Registered Assistant NATURE: corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2020 ADDRESS: 1801 S Meyers Rd, Suite 150, Oakbrook Terrace IL 60181, United States DESCRIPTION: Registered assistant to Adam Schwartz and Barry Moschel

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-31
S63 Uniform Securities Agent State Law Examination 2025-09-12
  • S65 Uniform Investment Adviser Law Examination
    2026-01-31
  • S63 Uniform Securities Agent State Law Examination
    2025-09-12

View on SEC IAPD

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