Amy Elizabeth West

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2001 → 04/2019
  Pnc Bank
  Naples, FL
• 04/2019 → 09/2022
  Suntrust Bank
  Naples, FL
• 05/2019 → 10/2020
  Suntrust Investment Services, Inc.
  Atlanta, GA
• 09/2019 → 09/2022
  Suntrust Advisory Services,Inc.
  Atlanta, GA
• 12/2019 → 09/2022
  Bb&T Securities, Llc
  Richmond, VA
• 10/2020 → 09/2022
  Suntrust Investment Services, Inc.
  Atlanta, GA
• 09/2022 → Present
  Ubs Financial Services
  Naples, FL

Previous Registrations

• 2019-10-09 → 2022-07-19
  Truist Advisory Services, Inc.
  Naples, FL
• 2019-12-26 → 2021-02-17
  Bb&T Securities, Llc
  Naples, FL
  Richmond, VA
  Naples, FL
  Charlotte, NC
  Richmond, VA

Exams

• S66 Uniform Combined State Law Examination
  2019-10-07

Other Names

• Amy Elizabeth Hellwarth
• Amy West