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John James Mulligan

Wells Fargo Advisors Financial Network, LLC

Melville , NY

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-06
TX RA APPROVED 2026-01-06
  • NY RA
    APPROVED
    Since 2026-01-06
  • TX RA
    APPROVED
    Since 2026-01-06

Branch Locations

534 Broadhollow Rd Suite 200 2Nd Fl, Melville , NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Greenlawn NY 08/2016 01/2017
Stony Brook University Stony Brook NY 08/2016 01/2019
Aim Services Inc Saratoga Springs NY 02/2017 06/2019
New York Life Insurance Co Melville NY 04/2019 12/2021
Nylife Securities Llc Melville NY 07/2019 12/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Copiague NY 12/2021 01/2026
Bank Of America, N.A. Copiague NY 03/2022 01/2026
Wells Fargo Advisors Financial Network, Llc Melville NY 01/2026 Present
  • 08/2016 → 01/2017
    Unemployed
    Greenlawn, NY
  • 08/2016 → 01/2019
    Stony Brook University
    Stony Brook, NY
  • 02/2017 → 06/2019
    Aim Services Inc
    Saratoga Springs, NY
  • 04/2019 → 12/2021
    New York Life Insurance Co
    Melville, NY
  • 07/2019 → 12/2021
    Nylife Securities Llc
    Melville, NY
  • 12/2021 → 01/2026
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Copiague, NY
  • 03/2022 → 01/2026
    Bank Of America, N.A.
    Copiague, NY
  • 01/2026 → Present
    Wells Fargo Advisors Financial Network, Llc
    Melville, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-28
S63 Uniform Securities Agent State Law Examination 2019-08-27
  • S66 Uniform Combined State Law Examination
    2022-03-28
  • S63 Uniform Securities Agent State Law Examination
    2019-08-27
Other Names
  • John J Mulligan

View on SEC IAPD

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ROBERT LAWRENCE LEVINE
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AMANPREET SINGH KOHLI
MARK HOWARD PHILLIPS
STEVEN JOHN MUSMANNO
STEPHEN ABRAMSON
Jordan Thomas Schrage

Other Offices

CLEAR POINT ADVISORS, INC. · MELVILLE, NY
APS WEALTH MANAGEMENT, LLC · MELVILLE, NY
LI WEALTH MANAGEMENT INC · MELVILLE, NY
VOYA FINANCIAL ADVISORS, INC. · MELVILLE, NY
CETERA INVESTMENT ADVISERS LLC · MELVILLE, NY
CETERA INVESTMENT ADVISERS LLC · MELVILLE, NY
THE PINNACLE FINANCIAL GROUP · MELVILLE, NY
VOYA FINANCIAL ADVISORS, INC. · MELVILLE, NY

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