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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-29 |
| CA | RA | APPROVED | 2019-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Phoenix | AZ | 04/2019 | Present |
| Ten Restaurant, Llc | Phoenix | AZ | 06/2014 | 04/2019 |
| Bank Of America, N.A. | Phoenix | AZ | 06/2019 | Present |
I*452038, Entity Type: Entity For Profit, Name of OBA: Dieci Restaurant, LLC, Address: Glendale, Arizona 85318, Investment Related: N, Position, Title, Association: Owner,Committee, Employee Start Date: 10/14/2016, No Hours: 0, No Hours during trading: 0, Duties: LLC that is still active from the restaurant company I owned. I no longer have any facilities, just still have the LLC active. I*452037, Entity Type: Entity For Profit, Name of OBA: Ten Restaurant, LLC, Address: Phoenix, Arizona 85016, Investment Related: N, Position, Title, Association: Owner, Committee, Employee Start Date: 06/18/2014, No Hours: 0, No Hours during trading: 0, Duties: LLC that is still active from the restaurant company I owned. I no longer have any facilities, just still have the LLC active. I*452036, Entity Type: Entity For Profit, Name of OBA: Hosspitality Restaurant Group, LLC, Address: Phoenix, Arizona 85016, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 03/27/2017, No Hours: 0, No Hours during trading: 0, Duties: LLC that is still active from the restaurant company I owned. I no longer have any facilities, just still have the LLC active.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-10 |
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