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Kristie Rountree Stevenson

LPl Financial LLC

Chattanooga, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-03-22
  • TN RA
    APPROVED
    Since 2023-03-22

Branch Locations

7442 Commons Boulevard, Chattanooga, TN 37421 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Chattanooga TN 04/2019 Present
Tennessee Valley Federal Credit Union Chattanooga TN 12/2011 Present
  • 04/2019 → Present
    Lpl Financial, Llc
    Chattanooga, TN
  • 12/2011 → Present
    Tennessee Valley Federal Credit Union
    Chattanooga, TN
Other Businesses

1- 12/2011 / DBA for LPL Business (entity for LPL business) / Tennessee Valley Investment Advisors / Investment Related / Chattanooga, Tennessee

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-17
  • S66 Uniform Combined State Law Examination
    2023-03-17

View on SEC IAPD

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