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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-02 |
| TX | RA | APPROVED | 2026-07-01 |
Branch Locations
220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James | Coral Gables | FL | 04/2019 | 07/2026 |
| Northern Trust | Miami | FL | 11/2014 | 04/2019 |
| Morgan Stanley Smith Barney Llc | Coral Gables | FL | 07/2026 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2026 | Present |
*704057- RFTSF, INC.; Investment related No; Miami, Florida; Children/Youth:Education ; Founder (proprietor, partner, officer, director, employee, trustee, agent);01/2000; During business hours: 0; After business hours: 5; This is a foundation created in memory of my brother who died in a car accident. My responsibilities include community outreach and review and selection of recipients (2) LBX Ridgeway Investors LLC / Investment Related / Miami, FL / Private Investment / Private Securities Transaction (PST) / Start 28-July-2021 / 0-1 hours devoted monthly / 0-1 during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-06 |
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