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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-05-01
  • MN RA
    APPROVED
    Since 2023-05-01

Branch Locations

701 Carlson Pkwy Suite 410, Minnetonka, MN 55305 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

756 Century Ave Sw, Hutchinson, MN 55350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc St Louis Park MN 04/2019 09/2021
Hampton Ridge Financial Marshall MN 05/2016 07/2017
Hy-Vee Market Grill Marshall MN 06/2017 12/2017
Bella Cucina Marshall MN 12/2017 05/2018
Jay Malone Motors Hutchinson MN 05/2018 08/2018
Unemployed Marshall MN 08/2018 04/2019
The Prudential Insurance Company Of America St Louis Park MN 10/2019 09/2021
New Era Financial Advisors, Inc. Wayzata MN 09/2021 05/2023
J.W. Cole Financial, Inc. Tampa FL 10/2021 05/2023
Lpl Financial Llc Hutchinson MN 05/2023 06/2025
Wealth Enhancement Advisory Services Hutchinson MN 05/2023 Present
Wealth Enhancement Group Hutchinson MN 05/2023 Present
Wealth Enhancement Brokerage Services Hutchinson MN 05/2023 Present
  • 04/2019 → 09/2021
    St Louis Park, MN
  • 05/2016 → 07/2017
    Hampton Ridge Financial
    Marshall, MN
  • 06/2017 → 12/2017
    Hy-Vee Market Grill
    Marshall, MN
  • 12/2017 → 05/2018
    Bella Cucina
    Marshall, MN
  • 05/2018 → 08/2018
    Jay Malone Motors
    Hutchinson, MN
  • 08/2018 → 04/2019
    Unemployed
    Marshall, MN
  • 10/2019 → 09/2021
    The Prudential Insurance Company Of America
    St Louis Park, MN
  • 09/2021 → 05/2023
    New Era Financial Advisors, Inc.
    Wayzata, MN
  • 10/2021 → 05/2023
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 05/2023 → 06/2025
    Lpl Financial Llc
    Hutchinson, MN
  • 05/2023 → Present
    Wealth Enhancement Advisory Services
    Hutchinson, MN
  • 05/2023 → Present
    Wealth Enhancement Group
    Hutchinson, MN
  • 05/2023 → Present
    Wealth Enhancement Brokerage Services
    Hutchinson, MN
Previous Registrations
  • 2021-10-01 → 2023-05-31
    New Era Financial Advisors, Inc.
    Wayzata, MN
  • 2021-04-21 → 2021-10-08
    St. Louis Park, MN
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date 5/1/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 5/3/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. WEALTH ENHANCEMENT GROUP - Non-Investment Related - Hutchinson, MN - Fixed Insurance - Financial Advisor - Start Date: 11/2025 - 20 Hours Spent Per Month, 20 Hours Spent During Trading Hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-16
S63 Uniform Securities Agent State Law Examination 2019-10-11
  • S65 Uniform Investment Adviser Law Examination
    2021-04-16
  • S63 Uniform Securities Agent State Law Examination
    2019-10-11
Other Names
  • Adam Timothy Elliott

View on SEC IAPD

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