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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-11-23
  • TN RA
    APPROVED
    Since 2022-11-23

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

213 Overlook Cir Suite B-2, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ftmc Norwalk OH 12/2014 05/2017
Crow's Nest Marblehead OH 05/2017 08/2017
Us Brokerage Inc (Central Ohio Financial Consultants) Columbus OH 03/2019 08/2021
M At Miranova Columbus OH 05/2019 03/2020
The Avenue Columbus OH 07/2020 05/2021
The Paddle Shack Huron OH 06/2018 08/2021
Shipt Austin TX 08/2021 Present
The Ohio State University Columbus OH 08/2015 12/2018
Kestra Investment Services, Llc. Austin TX 09/2021 10/2022
Kestra Advisory Services, Llc. Austin TX 10/2021 10/2022
Kestra Advisory Services Llc Austin TX 11/2022 Present
Kestra Investment Services Llc Austin TX 11/2022 Present
  • 12/2014 → 05/2017
    Ftmc
    Norwalk, OH
  • 05/2017 → 08/2017
    Crow's Nest
    Marblehead, OH
  • 03/2019 → 08/2021
    Us Brokerage Inc (Central Ohio Financial Consultants)
    Columbus, OH
  • 05/2019 → 03/2020
    M At Miranova
    Columbus, OH
  • 07/2020 → 05/2021
    The Avenue
    Columbus, OH
  • 06/2018 → 08/2021
    The Paddle Shack
    Huron, OH
  • 08/2021 → Present
    Shipt
    Austin, TX
  • 08/2015 → 12/2018
    The Ohio State University
    Columbus, OH
  • 09/2021 → 10/2022
    Kestra Investment Services, Llc.
    Austin, TX
  • 10/2021 → 10/2022
    Austin, TX
  • 11/2022 → Present
    Austin, TX
  • 11/2022 → Present
    Kestra Investment Services Llc
    Austin, TX
Previous Registrations
Other Businesses

Name: Shipt, Non-investment related, Shopper/Delivery Driver, 08/2021 start date. 2-3 nights week. Will work nights and will not interfere with investment business Name: NFP, AN AON COMPANY POSITION: Investment Specialist NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/14/2025 ADDRESS: 213 Overlook Circle, Suite B-2, Brentwood TN 37027, United States DESCRIPTION: Portfolio review and rebalancing Name:SHANNON HUGHES POSITION: N/A NATURE: Social Media Travel Page INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/05/2026 ADDRESS: 820 4TH AVE N, 453, NASHVILLE TN 37219, United States DESCRIPTION: Just posting pictures of places I have been with affiliate links

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-20
  • S66 Uniform Combined State Law Examination
    2019-09-20

View on SEC IAPD

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