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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-11-23 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
213 Overlook Cir Suite B-2, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ftmc | Norwalk | OH | 12/2014 | 05/2017 |
| Crow's Nest | Marblehead | OH | 05/2017 | 08/2017 |
| Us Brokerage Inc (Central Ohio Financial Consultants) | Columbus | OH | 03/2019 | 08/2021 |
| M At Miranova | Columbus | OH | 05/2019 | 03/2020 |
| The Avenue | Columbus | OH | 07/2020 | 05/2021 |
| The Paddle Shack | Huron | OH | 06/2018 | 08/2021 |
| Shipt | Austin | TX | 08/2021 | Present |
| The Ohio State University | Columbus | OH | 08/2015 | 12/2018 |
| Kestra Investment Services, Llc. | Austin | TX | 09/2021 | 10/2022 |
| Kestra Advisory Services, Llc. | Austin | TX | 10/2021 | 10/2022 |
| Kestra Advisory Services Llc | Austin | TX | 11/2022 | Present |
| Kestra Investment Services Llc | Austin | TX | 11/2022 | Present |
Name: Shipt, Non-investment related, Shopper/Delivery Driver, 08/2021 start date. 2-3 nights week. Will work nights and will not interfere with investment business Name: NFP, AN AON COMPANY POSITION: Investment Specialist NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/14/2025 ADDRESS: 213 Overlook Circle, Suite B-2, Brentwood TN 37027, United States DESCRIPTION: Portfolio review and rebalancing Name:SHANNON HUGHES POSITION: N/A NATURE: Social Media Travel Page INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/05/2026 ADDRESS: 820 4TH AVE N, 453, NASHVILLE TN 37219, United States DESCRIPTION: Just posting pictures of places I have been with affiliate links
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-20 |
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