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901 Ne Loop 410 Suite 100, San Antonio, TX 78209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-17 |
Branch Locations
901 Ne Loop 410 Suite 100, San Antonio, TX 78209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Regensburg | 02/2017 | 04/2019 | |
| Self Employed Contractor | Regensburg | 05/2016 | 02/2017 | |
| First Command Financial Planning | Fort Worth | TX | 04/2019 | 01/2020 |
| First Command Financial Planning, Inc. | Fort Worth | TX | 01/2020 | 09/2022 |
| First Command Advisory Services, Inc. | Fort Worth | TX | 01/2020 | 09/2022 |
| First Command Insurance Services, Inc. | Fort Worth | TX | 01/2020 | 09/2022 |
| Wells Fargo Clearing Services, Llc | San Antonio | TX | 09/2022 | 03/2025 |
| Lpl Financial Llc | San Antonio | TX | 03/2025 | Present |
1-02/2025 / NFA Wealth Management / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOCATION / 160 HRS MNTH / 8 HRS DURING TRADING / START 03/06/2025 2- 03/28/2025 - NFA Wealth Management - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:03/04/2025 - 160 Hrs/Mth - 8 Hrs During Trading. 3- 03/28/2025 - Strategic Financial Concepts, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:03/04/2025 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through Strategic Financial Concepts, LLC, an independent investment advisor firm. I started this business activity in 3/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 11/20/2025 - NFA Institutional Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/12/2025 - 5 hours per month/ 0 hours during trading 5- 11/20/2025 - NFA Insurance - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/12/2025 - 80 hours per month/ 60 hours during trading 6- 11/20/2025 - National Financial Alliance - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/12/2025 - 80 hours per month/ 70 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-02 |
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