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Christopher Michael Martin

Wells Fargo Clearing Services, LLC

Gardnerville, NV

Roseville, CA

CRD 7111781

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2021-12-14
  • NV RA
    APPROVED
    Since 2021-12-14

Branch Locations

1542 Us Hwy 395 N, Gardnerville, NV 89410 • United States

1512 Eureka Rd Ste 300 [Rn-Rbo], Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Livermore CA 04/2019 06/2021
Jpmorgan Securities Llc. Livermore CA 04/2019 06/2021
Us Bank N A Tualatin OR 02/2016 12/2016
Us Bank N A Livermore CA 01/2017 04/2019
Wells Fargo Clearing Services, Llc Gardnerville NV 07/2021 Present
Wells Fargo Bank, Na Gardnerville NV 07/2021 Present
  • 04/2019 → 06/2021
    Jp Morgan Chase
    Livermore, CA
  • 04/2019 → 06/2021
    Jpmorgan Securities Llc.
    Livermore, CA
  • 02/2016 → 12/2016
    Us Bank N A
    Tualatin, OR
  • 01/2017 → 04/2019
    Us Bank N A
    Livermore, CA
  • 07/2021 → Present
    Gardnerville, NV
  • 07/2021 → Present
    Wells Fargo Bank, Na
    Gardnerville, NV
Other Businesses

IRONFRAME STUDIOS LLC; INV RELATED;DAYTON,NV; 3D MODEL ASSETS ;100% OWNERSHIP; START DATE: 02/20/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-01
S63 Uniform Securities Agent State Law Examination 2019-07-24
  • S66 Uniform Combined State Law Examination
    2021-12-01
  • S63 Uniform Securities Agent State Law Examination
    2019-07-24
Other Names
  • Christopher M Martin
  • Christopher Martin
  • Chris Martin
  • Christopher Michael Martin

View on SEC IAPD

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