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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-23 |
| NV | RA | APPROVED | 2012-05-25 |
| CA | RA | APPROVED | 2011-11-15 |
Branch Locations
1542 Us Hwy 395 N, Gardnerville, NV 89410 • United States
1512 Eureka Rd Ste 300 [Rn-Rbo], Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Chico | CA | 08/1999 | Present |
| Wells Fargo Advisors, Llc | Greeley | CO | 11/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greeley | CO | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, HAWTHORNE, NV, 100% OWNERSHIP WITH SPOUSE, START 2/15/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. COOL DEAL, LLC, NOT INV RELATED, WELLINGTON, NV, 100% OWNERSHIP WITH SPOUSE, START 11/1/2019, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, ONLINE RETAIL STORE. RENTAL PROPERTY; INVESTMENT RELATED; WELLINGTON, NV; 100% OWNERSHIP; START 6/7/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-29 |
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