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100 W Main Street Suite 450, Lexington, KY 40507 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-04-01 |
Branch Locations
100 W Main Street Suite 450, Lexington, KY 40507 • United States
100 W Main Street Suite 320, Lexington, KY 40507 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Lawrenceburg | KY | 01/2016 | 07/2017 |
| Kroger | Richmond | KY | 04/2017 | 04/2018 |
| Dcbs Tris | Richmond | KY | 04/2018 | 05/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2019 | 06/2024 |
| Northwestern Mutual Investment Services Llc | Lexington | KY | 03/2020 | 06/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2021 | 06/2024 |
| Ironguide Llc | Lexington | KY | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-28 |
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