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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-02-22 |
| TX | RA | APPROVED | 2022-02-18 |
Branch Locations
433 N Camden Dr 9Th Fl, Beverly Hills, CA 90210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | El Segundo | CA | 04/2019 | 02/2022 |
| Sawleaf Cafe Inc | 1120 Loma Vista Dr | CA | 06/2013 | 03/2019 |
| Bank Of America, N.A. | El Segundo | CA | 04/2019 | 02/2022 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 02/2022 | Present |
EMILY WOO FAMILY, LLC, INVT RELATED, FALLS CHURCH, VA, 6% OWNERSHIP, START DATE 2/1/2009, 0 HRS PER MONTH, 0 HRS DURING TRADING, LAND INVTS, PASSIVE INVESTOR. WILLOWS DEVELOPMENT COMPANY, INVT RELATED, CHESAPEAKE BEACH, MD, 10% OWNERSHIP, START DATE 2/1/2008, 0 HRS PER MONTH, 0 HRS DURING TRADING, LAND INVTS, PASSIVE INVESTOR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-29 |
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