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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-02-10 |
Branch Locations
5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States
2043 S Colorado Blvd, Denver, CO 80222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Denver | CO | 11/2013 | Present |
| Wells Fargo Clearing Services, Llc | Denver | CO | 04/2019 | Present |
| Macy's | Centennial | CO | 11/2018 | Present |
| Roylamd Llc (Sizzle Grill) | Cenntial | CO | 07/2016 | 07/2018 |
H&R BLOCK, NOT INV RELATED, CENTENNIAL, CO, RECEPTIONIST, START 12/18/20232, 40 HOURS PER MONTH, ZERO HOURS DURING TRADING, GREETING CUSTOMERS AND HANDLING PAPERWORK BETWEEN CLIENTS AND TAX SPEICALISTS.| CHINESE LANGUAGE TUTOR ; NOT INV RELATED; DENVER,CO; PRIVATE TUTOR ; START DATE: 09/24/2025; 8 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-18 |
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