Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-03-30
  • WA RA
    APPROVED
    Since 2026-03-30

Branch Locations

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Government Secure Solutions Cgi North Charleston SC 12/2016 11/2018
Unemployed Summerville SC 12/2018 08/2019
Unemployed Summerville SC 05/2016 11/2016
First Command Financial Services Colorado Springs CO 09/2019 10/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2022 03/2026
Northwestern Mutual Investment Services Llc Colorado Springs CO 10/2022 03/2026
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2022 03/2026
Ubs Financial Services Inc. Seattle WA 03/2026 Present
  • 12/2016 → 11/2018
    Government Secure Solutions Cgi
    North Charleston, SC
  • 12/2018 → 08/2019
    Unemployed
    Summerville, SC
  • 05/2016 → 11/2016
    Unemployed
    Summerville, SC
  • 09/2019 → 10/2022
    First Command Financial Services
    Colorado Springs, CO
  • 10/2022 → 03/2026
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2022 → 03/2026
    Colorado Springs, CO
  • 12/2022 → 03/2026
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2026 → Present
    Seattle, WA
Previous Registrations
Other Businesses

Alex Hill,Colorado SpringsCOUnited States8,Sole proprietorship,Real Estate,I own a residential rental property located in Colorado that was formerly my primary residence. The property is leased to tenants for rental income purposes. My involvement is limited to passive ownership and basic oversight activities, such as coordinating maintenance, reviewing lease agreements, and communicating withy tenants. This activity is conducted outside of my role as a registered representative and investment advisor representative. No investment advisory or securities-related services are offered in connection with this property, and no clients of my firm are solicited or involved. The activity does not involve the recommendation or sale of securities or insurance products., This activity is conducted outside of my role as a registered representative and investment advisor representative. No investment advisory or securities-related services are offered in connection with this property, and no clients of my firm are solicited or involved. Start date 6/16/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-31
  • S66 Uniform Combined State Law Examination
    2019-08-31

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Seattle, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor