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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-03
  • TX RA
    APPROVED
    Since 2024-06-03

Branch Locations

8834 N Capital Of Texas Hwy Ste 100, Austin, TX 78759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ridgeland MS 04/2019 06/2024
Unemployed Madison MS 01/2019 04/2019
Truly Oreganic Portland OR 05/2016 01/2019
Bank Of America, N.A. Ridgeland MS 06/2019 06/2024
Lpl Financial, Llc Austin TX 06/2024 Present
Previous Registrations
Other Businesses

1- 05/2024 / AXR Investments, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 02/14/2025- AXR Investments, LLC- Other - Trust and Estate Plans- Not INV Related- At Reported Business Location(s)- Start date 02/17/2025- 2 Hours Per Month- 2 Hours During Trading 3) 05/12/2025 - MNKRA - Not Investment Related - Other - Electrical Engineering - Jackson, MS - Start Date:08/01/2024 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-02
  • S66 Uniform Combined State Law Examination
    2019-08-02

View on SEC IAPD

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