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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-03
FL RA APPROVED 2019-08-07
  • TX RA
    APPROVED_RES
    Since 2024-10-03
  • FL RA
    APPROVED
    Since 2019-08-07

Branch Locations

300 S Orange Ave, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 04/2019 Present
Hubstar Inc Austin TX 05/2015 04/2019
The Daily Number Inc Austin TX 05/2015 04/2019
Opici Family Distributing Lake Park FL 01/2018 11/2018
Total Wine & More Orlando FL 11/2016 01/2018
Coldwell Banker Winter Park FL 05/2013 06/2017
Bank Of America, N.A. Orlando FL 04/2019 Present
  • 04/2019 → Present
    Orlando, FL
  • 05/2015 → 04/2019
    Hubstar Inc
    Austin, TX
  • 05/2015 → 04/2019
    The Daily Number Inc
    Austin, TX
  • 01/2018 → 11/2018
    Opici Family Distributing
    Lake Park, FL
  • 11/2016 → 01/2018
    Total Wine & More
    Orlando, FL
  • 05/2013 → 06/2017
    Coldwell Banker
    Winter Park, FL
  • 04/2019 → Present
    Bank Of America, N.A.
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-02
  • S66 Uniform Combined State Law Examination
    2019-08-02

View on SEC IAPD

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