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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
| IL | RA | APP_PEND_IARCE | 2026-01-01 |
| KY | RA | APP_PEND_IARCE | 2026-01-01 |
| MI | RA | APP_PEND_IARCE | 2026-01-01 |
| GA | RA | APPROVED | 2022-08-29 |
| NY | RA | APPROVED | 2022-06-01 |
| ID | RA | APPROVED | 2020-05-21 |
| VA | RA | APPROVED | 2015-02-19 |
| OH | RA | APPROVED | 2007-07-30 |
| IN | RA | APPROVED | 2007-07-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Cincinnati | OH | 02/2007 | Present |
| Guardian Life Insurance Company Of America | Cincinnati | OH | 02/2007 | Present |
1. Consulting Advising JAF, Inc. in the operation of a teleradiology medical practice, including the development of sources of revenue, minimizing exprenses of operation and investment of working capital. Start: 01/01/2013 Address: JAF, Inc. 916 S. Troy Ave., Cincinnati, OH 45246 20 non bus hrs per month Not investment related >10% annual compensation 2. Board of Director, Thank America First Foundation To provide guidance in order to support and recognize American individuals, groups, and agencies, in their worldwide and domestic efforts to protect the dignity of human life, spread freedom, and otherwise improve humankind. Start: 01/02/2017 Address: One East Fourth Street #1400 Cincinnati, OH 45202 5 non bus hrs per month Not investment related 3. Insurance I sell insurance products through carriers other than Guardian in situations where Guardian is not the optimal choice or they do not offer certain products. Start: 10/01/2017 Address: 419 Plum Street Cincinnati, OH 45202 1 non bus hr per month Investment related 4. Director of the Board, Cincinnati Blue Line Foundation Assist the foundation in strengthening relationships in the community, promote local youth programs, as well as communicate the history of the Cincinnati Police Department and honor the officers that have given their life to protect our community. Start: 01/01/2019 Address: 1900 Central Parkway, Cincinnati, OH 45214 2 non bus hrs per month Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-12 |
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