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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-04-05
  • MN RA
    APPROVED
    Since 2022-04-05

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

5900 Rowland Rd, Minnetonka, MN 55343 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shopko La Crosse WI 09/2015 08/2017
University Of Minnesota - Twin Cities Minneapolis MN 09/2016 05/2019
Party Planners West Minneapolis MN 01/2018 02/2018
Ross Nesbit Agencies, Inc Minnetonka MN 06/2018 08/2018
Ross Nesbit Agencies Minnetonka MN 01/2019 06/2019
Ross Nesbit Agencies Minnetonka MN 06/2019 Present
Nesbit Financial Minnetonka MN 04/2019 Present
Kestra Advisory Services, Llc Minnetonka MN 04/2022 Present
Kestra Investment Services, Llc Minnetonka MN 04/2019 Present
  • 09/2015 → 08/2017
    Shopko
    La Crosse, WI
  • 09/2016 → 05/2019
    University Of Minnesota - Twin Cities
    Minneapolis, MN
  • 01/2018 → 02/2018
    Party Planners West
    Minneapolis, MN
  • 06/2018 → 08/2018
    Ross Nesbit Agencies, Inc
    Minnetonka, MN
  • 01/2019 → 06/2019
    Ross Nesbit Agencies
    Minnetonka, MN
  • 06/2019 → Present
    Ross Nesbit Agencies
    Minnetonka, MN
  • 04/2019 → Present
    Nesbit Financial
    Minnetonka, MN
  • 04/2022 → Present
    Minnetonka, MN
  • 04/2019 → Present
    Kestra Investment Services, Llc
    Minnetonka, MN
Other Businesses

Business Name: Nesbit Financial, LLC Investment Related: Yes Address: 5900 Rowland Rd Minnetonka MN 55343 Nature of Business: Registered Field Assistant; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Director of Operations Start Date: 6/3/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Day to day operational tasks, consisting of administrative duties. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: I work for Nesbit Finacial. Kestra is our BD. Start Date: 6/3/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Administrative for Nesbit Financial

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-01
  • S66 Uniform Combined State Law Examination
    2022-04-01

View on SEC IAPD

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