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Dexter Charles Lamb

Allworth Financial, L.P.

St. Louis, MO

Folsom, CA

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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-12-21
  • MO RA
    APPROVED
    Since 2021-12-21

Branch Locations

3 Cityplace Dr Suite 290, St. Louis, MO 63141 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Clayton MO 06/2019 09/2020
Enterprise Holdings St. Louis MO 01/2011 05/2019
Morgan Stanley Private Bank, N.A New York NY 07/2019 09/2020
Lpl Financial, Llc St. Louis MO 09/2020 12/2021
Aw Securities St. Louis MO 12/2021 Present
Allworth Financial St. Louis MO 12/2021 Present
  • 06/2019 → 09/2020
    Morgan Stanley
    Clayton, MO
  • 01/2011 → 05/2019
    Enterprise Holdings
    St. Louis, MO
  • 07/2019 → 09/2020
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 09/2020 → 12/2021
    Lpl Financial, Llc
    St. Louis, MO
  • 12/2021 → Present
    Aw Securities
    St. Louis, MO
  • 12/2021 → Present
    Allworth Financial
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-13
  • S66 Uniform Combined State Law Examination
    2019-09-13
Other Names
  • Dexter Lamb
  • Dexter C Lamb

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP. · Kirkwood, MO
VESTGEN ADVISORS, LLC · Kirkwood, MO
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