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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-05
NC RA APPROVED 2022-08-18
CT RA APPROVED 2021-05-07
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • NC RA
    APPROVED
    Since 2022-08-18
  • CT RA
    APPROVED
    Since 2021-05-07

Branch Locations

7 North St Ste 12, Litchfield, CT 06759 • United States

835 Straits Tpke Ste A, Middlebury, CT 06762 • United States

Watertown, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dick's Sporting Goods Newington CT 10/2016 05/2018
Amped Fitness Rocky Hill CT 05/2018 01/2019
People's United Bank Middletown CT 01/2019 07/2019
Valic Financial Advisors Nashua NH 07/2019 03/2021
Ameriprise Financial Services, Llc Middlebury CT 03/2021 Present
  • 10/2016 → 05/2018
    Dick's Sporting Goods
    Newington, CT
  • 05/2018 → 01/2019
    Amped Fitness
    Rocky Hill, CT
  • 01/2019 → 07/2019
    People's United Bank
    Middletown, CT
  • 07/2019 → 03/2021
    Valic Financial Advisors
    Nashua, NH
  • 03/2021 → Present
    Middlebury, CT
Previous Registrations
Other Businesses

Outside Employment; Honey Badger Management LLC; I'm a financial advisor and execute the regular duties of the financial advisor role such as advise clients, help them plan for retirement, develop personalized retirement strategies, meet with clients on a regular basis to review their goals,etc.; Manage advisory business; 835 Straits Turnpike, Ste A, Middlebury, CT, 06762; Investment-Related; 01/01/2026; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-09
  • S66 Uniform Combined State Law Examination
    2019-08-09

View on SEC IAPD

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