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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-05-22
NJ RA APPROVED 2023-05-22
PA RA APPROVED 2023-05-22
NY RA APPROVED 2022-06-22
  • CT RA
    APPROVED
    Since 2023-05-22
  • NJ RA
    APPROVED
    Since 2023-05-22
  • PA RA
    APPROVED
    Since 2023-05-22
  • NY RA
    APPROVED
    Since 2022-06-22

Branch Locations

79 Hurley Avenue Suite 111, Kingston, NY 12401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Insurance Ulster Park NY 06/2022 12/2022
Citi Bank New York NY 05/2021 05/2022
Bank Of America / Merrill Lynch New York NY 07/2018 04/2021
Flatiron Hall / Heartland Brewery New York NY 08/2013 07/2018
State Farm Vp Management Corp Ulster Park NY 06/2022 12/2022
State Farm Investment Management Corp Ulster Park NY 06/2022 12/2022
State Farm Investment Management Corp Kingston NY 12/2022 Present
State Farm Vp Management Corp Kingston NY 12/2022 Present
Alex Sette Insurance Agency Kingston NY 12/2022 Present
  • 06/2022 → 12/2022
    State Farm Insurance
    Ulster Park, NY
  • 05/2021 → 05/2022
    Citi Bank
    New York, NY
  • 07/2018 → 04/2021
    Bank Of America / Merrill Lynch
    New York, NY
  • 08/2013 → 07/2018
    Flatiron Hall / Heartland Brewery
    New York, NY
  • 06/2022 → 12/2022
    State Farm Vp Management Corp
    Ulster Park, NY
  • 06/2022 → 12/2022
    Ulster Park, NY
  • 12/2022 → Present
    Kingston, NY
  • 12/2022 → Present
    State Farm Vp Management Corp
    Kingston, NY
  • 12/2022 → Present
    Alex Sette Insurance Agency
    Kingston, NY
Other Businesses

1) Alex Sette Insurance Agency; Investment-related; 79 Hurley Avenue, Suite 111, Kingston, NY 12401; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2022; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-15
S63 Uniform Securities Agent State Law Examination 2021-12-18
  • S65 Uniform Investment Adviser Law Examination
    2022-01-15
  • S63 Uniform Securities Agent State Law Examination
    2021-12-18

View on SEC IAPD

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