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Louis Manuel Santos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Nashua, NH

Peabody, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-01-13
TX RA APPROVED 2020-11-11
  • NH RA
    APPROVED
    Since 2026-01-13
  • TX RA
    APPROVED
    Since 2020-11-11

Branch Locations

157 Main St, Nashua, NH 03060 • United States

Peabody, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 03/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-24
  • S66 Uniform Combined State Law Examination
    2019-09-24
Other Names
  • Luis M Santos
  • Louis Santos

View on SEC IAPD

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INDEPENDENCE FINANCIAL ADVISORS, LLC · Nashua, NH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · NASHUA, NH
AMERIPRISE FINANCIAL SERVICES, LLC · NASHUA, NH
WORLD INVESTMENT ADVISORS, LLC · Nashua, NH
WORLD INVESTMENT ADVISORS, LLC · Nashua, NH
INDEPENDENT ADVISOR ALLIANCE, LLC · Nashua, NH
EDWARD JONES · NASHUA, NH
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Nashua, NH

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