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Derik James Semetti

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-10-01
TX RA APPROVED 2021-10-01
  • PA RA
    APPROVED
    Since 2021-10-01
  • TX RA
    APPROVED
    Since 2021-10-01

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Malvern PA 09/2021 Present
Vanguard Advisers, Inc. Malvern PA 09/2021 Present
Mass Mutual Life Insurance Company Bala Cynwyd PA 07/2020 08/2021
Mml Investors Services Bala Cynwyd PA 07/2020 08/2021
West Chester University West Chester PA 08/2016 05/2020
Northwestern Mutual West Chester PA 04/2019 12/2019
Goal Line Pub West Chester PA 08/2018 04/2019
The Vanguard Group, Inc. Malvern PA 09/2021 Present
Your Town Magazine West Chester PA 06/2014 08/2017
  • 09/2021 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 09/2021 → Present
    Vanguard Advisers, Inc.
    Malvern, PA
  • 07/2020 → 08/2021
    Mass Mutual Life Insurance Company
    Bala Cynwyd, PA
  • 07/2020 → 08/2021
    Mml Investors Services
    Bala Cynwyd, PA
  • 08/2016 → 05/2020
    West Chester University
    West Chester, PA
  • 04/2019 → 12/2019
    Northwestern Mutual
    West Chester, PA
  • 08/2018 → 04/2019
    Goal Line Pub
    West Chester, PA
  • 09/2021 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 06/2014 → 08/2017
    Your Town Magazine
    West Chester, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-02
S63 Uniform Securities Agent State Law Examination 2020-10-05
  • S65 Uniform Investment Adviser Law Examination
    2020-12-02
  • S63 Uniform Securities Agent State Law Examination
    2020-10-05
Other Names
  • Derik Semetti

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

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