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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-06-30 |
| TX | RA | APPROVED | 2021-07-01 |
| WA | RA | APPROVED | 2021-06-22 |
Branch Locations
601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States
555 California Street Pwm, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Seattle | WA | 06/2020 | Present |
| Morgan Stanley Smith Barney Llc | Seattle | WA | 04/2019 | 06/2020 |
| Foresters Financial Services, Inc. | Seattle | WA | 06/2019 | 06/2019 |
| Cetera Investment Services Llc | Seattle | WA | 07/2019 | 08/2019 |
| Full-Time Education | Seattle | WA | 09/2015 | 03/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-19 |
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