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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-30
TX RA APPROVED 2021-07-01
WA RA APPROVED 2021-06-22
  • CA RA
    APPROVED
    Since 2022-06-30
  • TX RA
    APPROVED
    Since 2021-07-01
  • WA RA
    APPROVED
    Since 2021-06-22

Branch Locations

601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States

555 California Street Pwm, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Seattle WA 06/2020 Present
Morgan Stanley Smith Barney Llc Seattle WA 04/2019 06/2020
Foresters Financial Services, Inc. Seattle WA 06/2019 06/2019
Cetera Investment Services Llc Seattle WA 07/2019 08/2019
Full-Time Education Seattle WA 09/2015 03/2021
  • 06/2020 → Present
    Morgan Stanley Smith Barney Llc
    Seattle, WA
  • 04/2019 → 06/2020
    Morgan Stanley Smith Barney Llc
    Seattle, WA
  • 06/2019 → 06/2019
    Foresters Financial Services, Inc.
    Seattle, WA
  • 07/2019 → 08/2019
    Cetera Investment Services Llc
    Seattle, WA
  • 09/2015 → 03/2021
    Full-Time Education
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-19
  • S66 Uniform Combined State Law Examination
    2021-06-19

View on SEC IAPD

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