Joanna Marie Schaul

Employer firm

Berthel, Fisher & Company Financial Services, Inc. CRD 13609

$906M regulatory AUM 6 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → Present
  Securities Management & Research, Inc.
  Cedar Rapids, IA
• 11/2011 → Present
  Berthel Fisher & Company Financial Services, Inc.
  Cedar Rapids, IA
• 10/2021 → Present
  Bfc Planning, Inc.
  Cedar Rapids, IA

Other Businesses

1.Officer for affiliated companies of Berthel Fisher & Company including Berthel Fisher & Co. Financial Services, Inc. (Senior VP Administration/Secretary), Berthel Fisher & Company Insurance (Vice President/Secretary), Inc., BFC Planning, Inc. (Secretary), Securities Management & Research, Inc. (Senior VP Administration/Secretary), Commercial Power Finance, Inc. (Secretary), Berthel Fisher & Company Investments, Inc. (Secretary), iPrism Global, Inc. (Secretary)-Y-Cedar Rapids, IA-Financial Services-160-160-Financial Services.

Exams

• S66 Uniform Combined State Law Examination
  2021-10-30

Other Names

• Joanna Marie Steffen