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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-12
PA RA APPROVED 2023-06-06
  • TX RA
    APPROVED_RES
    Since 2024-04-12
  • PA RA
    APPROVED
    Since 2023-06-06

Branch Locations

600 Baltimore Dr, Wilkes Barre, PA 18702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sacred Heart University Fairfield CT 08/2016 05/2020
Homeadvisor New York NY 06/2020 07/2021
Capitol Supply Construction Products Wayne NJ 07/2021 10/2021
Ubs Financial Services Weehawken NJ 10/2021 05/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilkes Barre PA 05/2023 Present
Industry Tire Distributors Deer Park NY 12/2016 01/2017
Industry Tire Distributors Deer Park NY 05/2017 07/2017
Industry Tire Distributors Deer Park NY 12/2017 01/2018
Industry Tire Distributors Deer Park NY 12/2019 01/2020
Blackstones Of Southport Inc Southport CT 09/2017 10/2017
Fairfield Ice Academy Fairfield CT 01/2018 01/2019
Haven Riverfront Restaurant Edgewater NJ 08/2021 10/2021
Haven Riverfront Restaurant Edgewater NJ 08/2021 10/2021
Bank Of America, N.A. Wilkes Barre PA 06/2023 Present
  • 08/2016 → 05/2020
    Sacred Heart University
    Fairfield, CT
  • 06/2020 → 07/2021
    Homeadvisor
    New York, NY
  • 07/2021 → 10/2021
    Capitol Supply Construction Products
    Wayne, NJ
  • 10/2021 → 05/2023
    Ubs Financial Services
    Weehawken, NJ
  • 05/2023 → Present
    Wilkes Barre, PA
  • 12/2016 → 01/2017
    Industry Tire Distributors
    Deer Park, NY
  • 05/2017 → 07/2017
    Industry Tire Distributors
    Deer Park, NY
  • 12/2017 → 01/2018
    Industry Tire Distributors
    Deer Park, NY
  • 12/2019 → 01/2020
    Industry Tire Distributors
    Deer Park, NY
  • 09/2017 → 10/2017
    Blackstones Of Southport Inc
    Southport, CT
  • 01/2018 → 01/2019
    Fairfield Ice Academy
    Fairfield, CT
  • 08/2021 → 10/2021
    Haven Riverfront Restaurant
    Edgewater, NJ
  • 08/2021 → 10/2021
    Haven Riverfront Restaurant
    Edgewater, NJ
  • 06/2023 → Present
    Bank Of America, N.A.
    Wilkes Barre, PA
Previous Registrations
Other Businesses

I*2484264, Entity Type: Entity For Profit,Entity Publicly Traded, Name of OBA: Doordash, Address: San Francisco , California, 94107, Investment Related: N, Position, Title, Association: Employee, Employee State Date: 05/22/2025, No Hours: 10 Weekly, No Hours during Trading: 0 Weekly, Duties: Food delivery I*2484265, Entity Type: Entity For Profit, Publicly Traded, Name of OBA: Instacart, Address: San Francisco, California, 94105, Investment Related: N, Position, Title, Association: Employee, Employee State Date: 05/22/2025, No Hours: 10 Weekly, No Hours during Trading: 0 Weekly, Duties: Grocery deliveries I*2485268, Entity Type: For Profit, Publicly Traded, Name of OBA: Ubereats, Address: San Francisco, California, 94103, Investment Related: N, Position, Title, Association: Employee, Employee State Date: 05/22/2025, No Hours: 10 Weekly, No Hours during Trading: 0 Weekly, Duties: Delivery driver for food I*2600299, Entity Type: For Profit, Publicly Traded, Name of OBA: Roadie, Address: Atlanta, Georgia, 30328, Investment Related: N, Position, Title, Association: Employee, Employee State Date: 07/08/2025, No Hours: 10 Weekly, No Hours during Trading: 0 Weekly, Duties: Package delivery during non-business hours. Package delivery to make extra money I*4206268, Entity Type: For Profit, Name of OBA: D M, Address: Mountain Top , Pennsylvania, 18707, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 03/30/2026, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: My responsibility will be to create and provide basic social media posts for small businesses and assist with maintaining a consistent online presence. The purpose of this activity is to provide basic social media content support for local small businesses, helping them maintain a consistent online presence through simple posts. I*4208270 Entity Type: HOA, Co-op, Freehold Name of OBA: Hillcrest HOA Board Member Address: Bethlehem, Pennsylvania, 18020 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 05/04/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: The organization serves as the homeowners association for my residential community and is responsible for neighborhood governance, common area oversight, and related community matters. My responsibility would be to serve as a member of the homeowners association board and participate in meetings, voting, and general community governance matters.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-24
  • S66 Uniform Combined State Law Examination
    2022-03-24
Other Names
  • Dylan James Moran

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