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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-01-27 |
| CA | RA | APPROVED | 2021-01-15 |
Branch Locations
4051 E Sunrise Dr Ste 200 [W6-Rbo], Tucson, AZ 85718 • United States
8225 E 32Nd St, Yuma, AZ 85365 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Yuma | AZ | 11/2013 | Present |
| Wells Fargo Clearing Services, Llc | Yuma | AZ | 04/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-14 |
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