Matthew Moses

Fond Du Lac, WI

CRD 7096740

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-08-11
WI	RA	APPROVED	2019-07-01

TX RA
APPROVED_RES

Since 2021-08-11
WI RA
APPROVED

Since 2019-07-01

Branch Locations

201 S Marr St Suite 2, Fond Du Lac, WI 54935 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	04/2019	Present
Badger Liquor	Fond Du Lac	WI	12/2016	04/2019
General Beverage	Madison	WI	10/2011	12/2016

04/2019 → Present

Edward Jones

St Louis, MO
12/2016 → 04/2019

Badger Liquor

Fond Du Lac, WI
10/2011 → 12/2016

General Beverage

Madison, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-06-28

S66 Uniform Combined State Law Examination

2019-06-28

Other Names

Matthew Philip Moses

View on SEC IAPD

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Nearby Offices

RBC CAPITAL MARKETS, LLC · Fond Du Lac, WI

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fond Du Lac, WI

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