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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-06-23 |
| TN | RA | APPROVED | 2022-04-28 |
Branch Locations
12634 North Main St, Trenton, GA 30752 • United States
1515 Gunbarrel Rd, Ste 119, Chattanooga, TN 37421 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cleveland Boat Center | Cleveland | TN | 06/2016 | 07/2025 |
| University Of Tennessee At Chattanooga | Chattanooga | TN | 08/2018 | 12/2021 |
| Student | Chattanooga | TN | 08/2003 | 12/2021 |
| Lpl Financial | Chattanooga | TN | 04/2019 | Present |
| Epb Employees Credit Union | Chattanooga | TN | 07/2022 | Present |
1- 07/21/2023 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name River City Wealth Management - Investment Related - At Reported Business Location(s) - Start Date 07/17/2023 - 40 Hours Per Month/ 40 Hours During Trading 2- 03/30/2026 - G. Baker Financial, Inc. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 03/06/2026 - 160 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-27 |
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