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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-06-23 |
| TN | RA | APPROVED | 2019-07-05 |
Branch Locations
1515 Gunbarrel Rd, Ste 119, Chattanooga, TN 37421 • United States
9525 Apison Pike, Collegedale, TN 37315 • United States
1500 Mccallie Avenue, Chattanooga, TN 37421 • United States
12634 North Main St, Trenton, GA 30752 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Chattanooga | TN | 01/2009 | Present |
| Appliance Credit Union | Chattanooga | TN | 11/2009 | 06/2017 |
| Independent Financial Partners | Chattanooga | TN | 06/2017 | 04/2019 |
| Unify Financial Federal Cu | Chattanooga | TN | 06/2017 | Present |
1. 11/17/2009 - Appliance Financial Services - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business). 2. 12/17/2009 - B Squared Holdings - INV REL - Business Entity For Tax/Investment Purposes Only - 5% TIME SPENT - LLC is to execute operating expenses of sharing an office. May also receive rents from leasing office space. 3. 7/16/2018 - No Business Name - Not Investment Related - 1515 Gunbarrel Road, Chattanooga, TN 37421 - Real Estate Rental - Start Date: 08/01/2009 - 0 Hours Per Month - Own the office at 1515 Gunbarrel Road with Eugene Blair. 4. 9/14/2018 - EPB Investments and Insurance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/09/2018 - 8 Hours Per Month/8 Hours During Securities Trading. 5. 07/25/2023 - River City Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/21/2023 - 40 Hours Per Month/ 40 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-25 |
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