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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-06-23
TN RA APPROVED 2019-07-05
  • GA RA
    APPROVED
    Since 2026-06-23
  • TN RA
    APPROVED
    Since 2019-07-05

Branch Locations

1515 Gunbarrel Rd, Ste 119, Chattanooga, TN 37421 • United States

9525 Apison Pike, Collegedale, TN 37315 • United States

1500 Mccallie Avenue, Chattanooga, TN 37421 • United States

12634 North Main St, Trenton, GA 30752 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Chattanooga TN 01/2009 Present
Appliance Credit Union Chattanooga TN 11/2009 06/2017
Independent Financial Partners Chattanooga TN 06/2017 04/2019
Unify Financial Federal Cu Chattanooga TN 06/2017 Present
  • 01/2009 → Present
    Chattanooga, TN
  • 11/2009 → 06/2017
    Appliance Credit Union
    Chattanooga, TN
  • 06/2017 → 04/2019
    Chattanooga, TN
  • 06/2017 → Present
    Unify Financial Federal Cu
    Chattanooga, TN
Previous Registrations
Other Businesses

1. 11/17/2009 - Appliance Financial Services - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business). 2. 12/17/2009 - B Squared Holdings - INV REL - Business Entity For Tax/Investment Purposes Only - 5% TIME SPENT - LLC is to execute operating expenses of sharing an office. May also receive rents from leasing office space. 3. 7/16/2018 - No Business Name - Not Investment Related - 1515 Gunbarrel Road, Chattanooga, TN 37421 - Real Estate Rental - Start Date: 08/01/2009 - 0 Hours Per Month - Own the office at 1515 Gunbarrel Road with Eugene Blair. 4. 9/14/2018 - EPB Investments and Insurance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/09/2018 - 8 Hours Per Month/8 Hours During Securities Trading. 5. 07/25/2023 - River City Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/21/2023 - 40 Hours Per Month/ 40 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-25
  • S66 Uniform Combined State Law Examination
    2004-08-25
Other Names
  • J Bart Brannon
  • James Barton Brannon

View on SEC IAPD

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