Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-31 |
| WI | RA | APPROVED | 2019-07-22 |
Branch Locations
3750 University Ave, Madison, WI 53705 • United States
200 E Broadway, Monona, WI 53716 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Services At Uw Credit Union | Madison | WI | 04/2019 | 04/2019 |
| Uw Colleges | Madison | WI | 06/2015 | 04/2019 |
| Kearney Tax | Waunakee | WI | 01/2015 | 04/2019 |
| Lpl Financial Llc | Madison | WI | 04/2019 | Present |
| University Of Wisconsin Credit Union | Madison | WI | 04/2019 | Present |
1) 2/3/2020 - Kearney Tax and Financial Services - Investment Related - 210 W. Main St. Waunakee WI 53597 - Tax Prep/Accounting/CPA - Started 02/01/2020 - 6 Hours Per Month/0 Hours During Securities Trading - Prepare taxes and perform other secretarial duties. 2) 08/15/2022- Kohl's- Not Investment Related - 7401 W Towne Way, Madison WI 53719 - Outside/W-2 Employment- Start Date- 08/10/2022- 15 Hours Per Month/ 0 Hours During Securities Trading 3) 09/20/2022 - Wealth Management at UW Credit Union - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-19 |
Reach out to this advisor