Joseph Nicholas Mazzucco

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 08/2019
  Jpmorgan Securities, Llc
  Rye Brook, NY
• 08/2019 → Present
  Lpl Financial Llc
  Purchase, NY

Previous Registrations

• 2016-05-09 → 2019-09-10
  J.P. Morgan Securities Llc
  Rye Brook, NY
• 2016-04-22 → 2016-05-04
  Ameriprise Financial Services, Llc
  Tarrytown, NY
• 2010-04-22 → 2016-04-27
  Wells Fargo Clearing Services, Llc
  Purchase, NY
  New City, NY

Other Businesses

1) 08/06/2019 - Stonebrook Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/2019 - 120 hr/mth 2) 10/28/2024 - Stonebrook Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/14/2024 - 0 Hours Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-06-22
• S63 Uniform Securities Agent State Law Examination
  2005-04-29