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Elmer E Garcia

J.P. Morgan Securities LLC

Westerville, OH

Columbus, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-06
OH RA APPROVED 2022-04-26
  • TX RA
    APPROVED
    Since 2022-05-06
  • OH RA
    APPROVED
    Since 2022-04-26

Branch Locations

77 Huber Village Blvd., Westerville, OH 43081 • United States

5681 Cleveland Avenue, Columbus, OH 43231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Santa Barbara CA 04/2016 06/2024
Jpmorgan Securities Llc Santa Barbara CA 04/2019 06/2024
Jpmorgan Chase Bank, N.A. Westerville OH 06/2024 Present
J.P. Morgan Securities Llc Westerville OH 06/2024 Present
  • 04/2016 → 06/2024
    Jpmorgan Chase Bank, N.A.
    Santa Barbara, CA
  • 04/2019 → 06/2024
    Jpmorgan Securities Llc
    Santa Barbara, CA
  • 06/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Westerville, OH
  • 06/2024 → Present
    J.P. Morgan Securities Llc
    Westerville, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-25
S63 Uniform Securities Agent State Law Examination 2019-05-28
  • S66 Uniform Combined State Law Examination
    2022-04-25
  • S63 Uniform Securities Agent State Law Examination
    2019-05-28
Other Names
  • Elmer Garcia
  • Elmer E Garcia
  • Elmer Estruado Garcia
  • Elmer Estruado Garcia
  • Elmer Estruado Garcia
  • Elmer E Garcia
  • Elmer E Garcia

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP. · Westerville, OH
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